BASIC POLICY
The Information and Personnel Security Pro-
gram protects national security in two basic areas.
First, it monitors security in the appointment or
retention of Department of the Navy civilian
employees. Second, it oversees security in the
acceptance or retention of Navy or Marine Corps
personnel. The program also ensures the national
security when personnel are granted access to
classified information or are assigned to other
sensitive duties. Access to classified information
is granted on a strict, need-to-know basis.
Authority
The Secretary of the Navy is responsible
for setting up and maintaining an Information
Security Program and a Personnel Security
Program. The Secretary of the Navy has made
the Chief of Naval Operations responsible for
information and personnel security. The Special
Assistant for Naval Security and Investigative
Matters who carries the Chief of Naval Operation
(CNO) staff code OP-09N ensures the effective-
ness of the security program. OP-09N also serves
as the Commander, Naval Security and In-
vestigative Command (COMNAVSECINVCOM).
COMNAVSECINVCOM devises information
and personnel security policies and procedures
based on directives from higher authority and
issues directives for the program. Under the
Director of Naval Intelligence, CNO (OP-092),
the Commander, Naval Intelligence Command,
administers the sensitive compartmented informa-
tion (SCI) system for the Navy.
The Department of the Navy Information and
Personnel Security Program Regulation, OP-
NAVINST 5510.1H, contains COMNAVSEC-
INVCOM guidelines. Those guidelines serve as
the minimum requirements for management of
the program. Commanding officers may impose
more stringent requirements within their own
commands. However, they may not establish
requirements that are contradictory to OPNAV-
INST 5510.1H.
Program Management
The National Security Council (NSC) provides
overall policy guidance on information and
personnel security. The Director, Information
Security Oversight Office (ISOO), has respon-
sibility for setting up and monitoring the security
program for classified information. The ISOO
may request information or materials from the
Department of the Navy when an organization
needs that information to perform its functions.
The Office of Personnel Management prescribes
the requirements (including investigations) for
civilian government employment.
The Director of Central Intelligence (DCI)
serves as the chairman of the National Foreign
Intelligence Board. As chairman, the DCI issues
instructions affecting intelligence policies and
activities. These instructions are based on
Director of Central Intelligence directives (DCIDs)
or Director of Central Intelligence policy
statements.
The Federal Bureau of Investigation (FBI) is
the chief internal security agency of the federal
government. It has jurisdiction over more than
170 different investigative matters, which include
espionage, sabotage, treason, and other subversive
activities. The Naval Investigative Service is the
Department of the Navys sole liaison with the
FBI on internal security matters.
The CNO office (OP-09N) serves as the liaison
about information and personnel security matters
between the Department of the Navy and the
Office of the Secretary of Defense. The CNO
office also serves as the liaison between the
Department of the Navy and other components
of the Department of Defense and other federal
agencies.
The following is a list of organizations with
which OP-09N has a close security relationship:
Headquarters, Marine Corps, Naval Military
Personnel Command and Naval Civilian Per-
sonnel Command in their responsibilities for
administering personnel security
Naval Intelligence Command (NIC-04) in its
responsibility for the management of the
sensitive compartmented information (SCI)
Naval Security Group Command in its respon-
sibility for the security and administration of
SCI programs
The Commander, Naval Security and Investi-
gative Command (COMNAVSECINVCOM), is
responsible for the Department of the Navys in-
vestigative, law enforcement, counterintelligence,
and physical security policies and programs.
(However,
COMNAVSECINVCOM is not
responsible for the physical protection of classified
materials. ) The Naval Investigative Service
supports COMNAVSECINVCOM in these
responsibilities.
9-2